Date Client Transaction Approx. Value Role
2017 - May Octagon Credit Advisors CLO (Refi) $280mm Sole Placement Agent
2017 - May Investcorp Credit Management US CLO (Refi) $407mm Sole Placement Agent
2017 - May Investcorp Credit Management EU CLO 414mm Euro Joint Placement Agent
2017 - May Bain Capital Management CLO (Refi) $345mm Sole Placement Agent
2017 - April GoldenTree Loan Management CLO $711mm Placement Agent
2017 - March MP CLO Management CLO (Refi) $349mm Sole Placement Agent
2017 - March MP CLO Management CLO (Refi) $490mm Sole Placement Agent
2016 - December Apollo Credit Management (CLO) CLO (Reset) $409mm Lead Placement Agent
2016 - December LCM Asset Management CLO $408mm Sole Placement Agent
2016 - December Oak Hill Advisors CLO $411mm Sole Placement Agent
2016 - December Anchorage Capital Group CDO $504mm Lead Placement Agent
2016 - November Oak Hill Advisors CLO (Reset) $371mm Sole Placement Agent
2016 - November GoldenTree Asset Management CLO (Refi) $426mm Lead Placement Agent
2016 - November GC Investment Management CLO $410mm Lead Placement Agent
March 2017 Investcorp Pending acquisition of 3i debt management business $12bn AUM Advisor
2016 - August Anchorage Capital Group CDO $433mm Lead Placement Agent
2016 - July GoldenTree Asset Management CLO $411mm Lead Placement Agent
2016 - June Guggenheim Partners Investment Management CLO $410mm Lead Placement Agent
2016 - May FDF II CM LLC, an affiliate of Fortress Investment Group LLC CDO $634mm Lead Placement Agent
2016 - March Symphony Asset Management CLO $512mm Sole Placement Agent
2016 - March SoFi Lending Corp. Post-Graduate Loan Asset-Backed Notes $551mm Co-Manager
2016 - January Anchorage Capital Group CDO $418mm Sole Placement Agent
2015 - November BlackRock Financial Management, Inc. CLO $620mm Sole Placement Agent
2015 - November FDF I CM LLC, an affiliate of Fortress Investment Group LLC CDO $599mm Sole Placement Agent
2015 - September Feingold O'Keeffe Capital Corporate sale to NewStar Financial $2.3bn AUM Advisor
2015 - September Rothschild Merchant Banking Corporate purchase of West Gate Horizons Advisors $1.5bn AUM Advisor
2015 - June Anchorage Capital Group CDO $540mm Sole Placement Agent
2015 - May Trimaran Advisors Management CLO $464mm Co-Placement Agent
2015 - April BNP Paribas Asset Management CLO €308.5mm Joint Placement Agent
2015 - March GoldenTree Asset Management CLO $551mm Sole Placement Agent
2014 - October Eagle Point Credit Company IPO $103mm Co-Manager
2014 - September Octagon Credit Advisors CLO $413mm Sole Placement Agent
2014 - August THL Credit Advisors CLO $643mm Sole Placement Agent
2014 - July Sankaty Advisors CLO $415mm Sole Placement Agent
2014 - June Kingsland Capital Management CLO $481mm Sole Placement Agent
2014 - June MP Senior Credit Partners CLO $358mm Sole Placement Agent
2014 - May Corporate Capital Trust, Inc. Senior secured term loan $400mm Co-Syndication Agent
2014 - March 3i Debt Management US CLO $416mm Sole Placement Agent
2014 - January KKR Financial Advisors II CLO $384mm Placement Agent
2013 - October Maranon Capital LP Middle market loan origination facility $131mm Advisor
2013 - September Kingsland Capital Management CLO $368mm Placement Agent
2013 - September GoldenTree Asset Management CLO $195mm Placement Agent
2013 - August Oak Hill Advisors CLO $200mm Sole Placement Agent
2013 - July MP Senior Credit Partners CLO $300mm Placement Agent
2013 - July Ares Management Limited Credit facility €200mm Advisor
2013 - June Trimaran Advisors Management CLO $465mm Advisor
2013 - June KCap Financial CLO $140mm Advisor
2013 - May Madison Avenue Loan Fund LP Establishment of a fund formed to invest in senior secured middle market loans $200mm Sole Arranger
2013 - May NewStar Financial Amendment and upsize of HoldCo debt $200mm Sole Lead Arranger and Bookrunner
2013 - March Acis Capital CLO $526mm Placement Agent
2013 - February Highbridge Principal Strategies Middle market loan origination facility Undisclosed Advisor
2013 - January Oak Hill Advisors CLO $373mm Sole Placement Agent
2013 - January Shellpoint PartnersTM Senior secured note issuance $50mm Sole Placement Agent
2012 - December Trimaran Advisors Management CLO $415mm Advisor
2012 - December Cerberus Capital Management L.P. Middle market loan origination facility $300mm Advisor
2012 - November MP Senior Credit Partners CLO $315mm Sole Placement Agent
2012 - November CIFC CLO $748mm Co-Placement Agent
2012 - October Sound Harbor Partners Acquisition of CLO management contracts from Aladdin Capital $2.2bn AUM Advisor
2012 - September CapitalSpring Financing for portfolio of franchise loans Undisclosed Advisor
2012 - September Lee Equity Partners Placement of structured fee receivable $60mm Placement Agent
2012 - August Fortress Investment Group Two CLOs $582mm (combined) Advisor
2012 - July Jefferies Finance LLC CLO $314mm Co-Placement Agent
2012 - May Oak Hill Advisors CLO $673mm Co-Placement Agent
2012 - April Fortress Investment Group Secured financing $3bn Advisor
2012 - February CIFC Sale of CLO management contract to Fortress Investment Group Undisclosed Advisor
2012 - January NewStar Financial Amendment and placement of HoldCo debt $125mm Advisor
2011 - December Stone Tower Capital Corporate sale to Apollo Global Management $17bn AUM Advisor
2011 - November Credit Suisse Asset Management CLO $407mm Co-Lead Manager
2011 - September Haymarket Financial European multi-currency loan origination facility €200mm Advisor
2011 - March KKR Financial Advisors II CLO $400mm Sole Arranger
2010 - October Mizuho Alternative Investments Sale of CLO management contracts to Carlyle Group $1.2bn AUM Advisor
2010 - June Jefferies Finance LLC Bank loan origination facility $613mm Advisor